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Finance and Compliance
Compliance departments of banks and brokerage firms have been expanding in both size and importance over the past few years, and they are certain to keep growing for the foreseeable future. Financial institutions are putting more resources into their compliance teams to minimize the possibility of receiving fines from regulators. Many high paying jobs have been created in finance and compliance. Our programmes in anti-money laundering, financial compliance and regulation will provide with you the basic information of a job in the compliance industry and advice on how to build a successful career.
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Finance and Compliance Programmes
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The feature of this degree is to provide students with useful and relevant background in account and finance. This degree not only provides students with accounting techniques and focuses on computational skills with the aim of immediate application, but also enables students to evaluate the usefulness of their studies in different contexts and allows for them to further proceed into professional accounting and financial studies. The program is suitable for people who are interested in accounting and finance, accounting professions, investment banking, investment analysis and management, and etc.
PT
Start To be advised
Duration 2 years to 6 (Max) years
This degree provides students with a significant insight of the financial role in industrialised economies by exploring the financial markets, interaction between financial intermediations and all other financial institutes. Not only students will learn about the pricing of financial assets and why and how corporations issue various types of assets, but they will also look at the operation of domestic and international intermediations.
** The former BSc Banking and Finance award title is now only available to students who registered in 2022-23 or earlier. The NEW BSc Finance will follow the same curriculum as the former BSc Banking and Finance.
PT
Start To be advised
Duration 2 years to 6 (Max) years
The programme aims to provide students with the latest development of Financial Technology (FinTech) and the contemporary issues related to Banking and Financial Services sectors. It offers knowledge about the various technological applications to enhance the competitive edges of banks, investment and securities firms. In addition, security and regulatory issues will be covered in this programme.
PT
Start 20 FEB 2027 (SAT)
Duration 2 months to 3 months
Fee Course Fee: $10,500 per programme (* course fees are subject to change without prior notice)
This programme offers the essential concepts and contemporary issue about aircraft leasing and financing. It provides a broad overview of main categories of different aircraft leasing transactions.
PT
Start 10 APR 2027 (SAT)
Duration 1 month to 2 months
Fee HK$7,500 (includes 2 modules)
The programme takes an integrated approach to financial law and ethics in business and finance. It considers how legal principles and ethical considerations are applied in the context of real case studies. The programme offers an overview of financial law and ethics in financial market transactions in capital markets and asset management. It also analyses the efficacy of the organizational requirements which companies are obliged to have in place to prevent unethical conduct from happening.
PT
Start To be advised
Duration 3 months
Fee Application $150 (non-refundable)
Module 1 (15 hrs) $3,750
Financial Law and Regulations
Module 2 (15 hrs) $3,750
Ethics and Professional Practice in Finance
Module 1 (15 hrs) $3,750
Financial Law and Regulations
Module 2 (15 hrs) $3,750
Ethics and Professional Practice in Finance
The programme aims to equip students with expert knowledge in both finance and corporate laws. It focuses on a balancing inter-play of legal frameworks and financial principles and practices in the changing financial markets. It also prepares students to adopt corporate governance in the increasing challenges of globalised financial markets.
PT
Start 06 JAN 2027 (WED)
Duration 12 months to 48 months
Fee HK$8,200 per Finance module
HK$11,400 per Law module
HK$11,400 per Law module
A unique programme that aims to provide students with a coherent, relevant and practical programme of knowledge in bank and insurance compliance and prepares them for a career in these and related sectors. Real-life cases and exampleswill be discussed, drawing reference from standards and rules highlighting the non-compliance issues involved and grey areas.
PT
Start 01 FEB 2027 (MON)
Duration 1 year to 3 years
Fee HK$9000
RELEVANT & PRACTICAL PROGRAMME IN SFC AND LISTING COMPLIANCE!! This is a unique programme that focuses on practical applications and all-round training in corporate compliance; it is positioned to be the pioneer in the market. Contemporary cases will be discussed; drawing reference from standards and rules highlighting the issues and grey areas. Real-life examples and updated cases will be discussed during the class.
PT
Start 01 FEB 2027 (MON)
Duration 1 year to 3 years
Fee HK$9000
This programme aims to equip students with essential knowledge of vibe coding using Generative AI and its applications in business and finance. It covers the fundamentals of vibe coding and Generative AI, no-code AI platform applications and vibe coding in web applications. The benefits, challenges, risks and ethical considerations associated with vibe coding will be examined through real-world case studies and live demonstrations.
PT
Start 04 NOV 2026 (WED)
Duration 30 hours
Fee HK$9000
- The programme aims to equip students with a theoretical and practical foundation and the latest knowledge in anti-money laundering and counter-terrorist financing. The programme focuses on the best practice approach to money laundering and terrorist financing prevention in Hong Kong.
- Through case work, in-class discussions and expert guidance from our experienced speakers, you will learn how to assess the key elements of AML compliance programme.
- First-hand study, experience-sharing and real-world cases by our AML speakers provides practical knowledge and skills in an attempt to prepare you to pursue a career in financial compliance.
PT
Start 10 NOV 2026 (TUE)
Duration 6 months
Fee - Module 1: Regulatory Principles of Anti-Money Laundering and Counter-Terrorist Financing $5,400
- Module 2: Anti-Money Laundering Compliance Programme $5,400
- Module 3: Financial Crime Compliance $2,800
- Module 4: Anti-Money Laundering in Practice $2,800
- Module 2: Anti-Money Laundering Compliance Programme $5,400
- Module 3: Financial Crime Compliance $2,800
- Module 4: Anti-Money Laundering in Practice $2,800
