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2011年的港產電影《奪命金》,戲中投資顧問何韻詩,游說低風險投資者蘇杏璇購入高風險基金,蘇杏璇對於投資講解的錄音,只說了「清楚明白」便盲目入市,蘇杏璇的精神演出令這句對白成了經典。其實現時大部分金融機構都有「金融法規」(Compliance)團隊,確保其機構銷售、宣傳等內容,均符合法律,減少投資者蒙受不必要損失的風險。
「金融法規」要求人才兼備法律及金融知識,HKU SPACE的「Postgraduate Diploma in Finance and Law 財務及法律深造文憑」課程就將他們二合為教授,清楚明白?