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Accounting & Finance Finance and Compliance

Finance and Compliance

Compliance departments of banks and brokerage firms have been expanding in both size and importance over the past few years, and they are certain to keep growing for the foreseeable future. Financial institutions are putting more resources into their compliance teams to minimize the possibility of receiving fines from regulators. Many high paying jobs have been created in finance and compliance. Our programmes in anti-money laundering, financial compliance and regulation will provide with you the basic information of a job in the compliance industry and advice on how to build a successful career.

 

 

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Finance and Compliance Programmes

Programmes Type

Programme Type

Microcredential

Start Date

Class Schedule

Financial Assistance

Venue

Hong Kong Island

Kowloon

New Territories

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This programme equips students with knowledge in listing rules in Main Board and Growth Enterprise Market (GEM) Board so that they could be able to comply with rules and regulation of the Hong Kong Stock Exchange.
PT
Start 02 FEB 2027 (TUE)
Duration 33 hours
Fee HK$8800
This programme equips students with knowledge of insurance ordinance, statutory guidelines so that they could comply with the insurance rules and regulations.
PT
Start 20 FEB 2027 (SAT)
Duration 33 hours
Fee HK$8800
This programme aims to provide students with essential knowledge and skills to evaluate impact of Big Data and Artificial Intelligence (AI) on risk management and compliance. Students will learn to apply Big Data and AI technologies on data analysis.
PT
Start 08 MAY 2027 (SAT)
Duration 33 hours
Fee HK$8800