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Compliance departments of banks and brokerage firms have been expanding in both size and importance over the past few years, and they are certain to keep growing for the foreseeable future. Financial institutions are putting more resources into their compliance teams to minimize the possibility of receiving fines from regulators. Many high paying jobs have been created in finance and compliance. Our programmes in anti-money laundering, financial compliance and regulation will provide with you the basic information of a job in the compliance industry and advice on how to build a successful career.
This programme equips students with knowledge in listing rules in Main Board and Growth Enterprise Market (GEM) Board so that they could be able to comply with rules and regulation of the Hong Kong Stock Exchange.
This programme equips students with knowledge of insurance ordinance, statutory guidelines so that they could comply with the insurance rules and regulations.
This programme aims to provide students with essential knowledge and skills to evaluate impact of Big Data and Artificial Intelligence (AI) on risk management and compliance. Students will learn to apply Big Data and AI technologies on data analysis.