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Accounting & Finance Finance and Compliance
Certificate for Module (Investor Relations and ESG)
證書（ 單元 : 投資者關係與環境、社會及管治）
CEF Reimbursable Course
- Course Code
- FN141A
- Application Code
- 2455-FN141A
- QF Level
-
Financial assistance
Close QF Level panel
Continuing Education Fund
This course has been included in the list of reimbursable courses under the Continuing Education Fund.
- Credit
- 6
- Study mode
- Part-time
- Start Date
- 07 Nov 2026 (Sat)
- Duration
- 30 hours
- Language
- English
- Course Fee
- HK$9,000
- Enquiries
-
2867-83222861-0278
The programme is offered in collaboration with the Hong Kong Investor Relations Association (HKIRA)
Graduates will obtain a one-year Hong Kong Investor Relations Association (HKIRA) Associate Membership to enhance their network in the IR field.
About the HKIRA
Hong Kong Investor Relations Association (HKIRA) is a non-profit professional association comprising investor relations practitioners and corporate officers responsible for communication between corporate management and the investment community. HKIRA advocates the setting of international standards in IR education, advances the best IR practices and meets the professional development needs of those interested in pursuing the investor relations profession.
HKIRA is dedicated to advancing the practice of IR as well as the professional competency and status of its members. HKIRA has about 1,300 members, most of whom are working for companies primarily listed on the Stock Exchange of Hong Kong in 2024. About 70% of the Hang Seng Index Constituent Stock companies are members of HKIRA. HKIRA’s members are from a wide spectrum of professions including IR, finance, accounting, company secretarial to corporate investment and hold positions at different corporate levels, including top executives responsible for IR and management of listed companies.
For further information, please visit the website: https://www.hkira.com.
Programme Overview
Highlights
Speakers
Dr. Eva Chan, Chairman, Hong Kong Investor Relations Association
Dr. Chan is the Head of Investor Relations of a Hong Kong stock exchange-listed company. She has more than 25 years of experience and was the CFO and company secretary of various listed companies in Hong Kong. She is mainly responsible for formulating the IR strategies for the company and conducting meetings with investors and fund managers all over the world. She also leads in a number of corporate finance exercises and corporate restructuring activities. Dr. Chan is an Independent Non-Executive Director of a Hong Kong stock exchange-listed company and is appointed as an Adjunct Professor in the School of Accounting and Finance of the Hong Kong Polytechnic University.
Dr. Chan graduated from the City University of Hong Kong with a Bachelor of Arts in Accounting. She then earned her MBA degree from the University of Nottingham. She also obtained a DBA degree from the Polytechnic University of Hong Kong. She is a fellow member of the Hong Kong Investor Relations Association, a fellow member of the Hong Kong Institute of Chartered Secretaries, a fellow member of the Hong Kong Institute of Certified Public Accountants, and a fellow member of the Association of Chartered Certified Accountants.
Programme Details
On completion of the programme, students should be able to
- Develop strategies of investor relations (IR) to maximise market capitalisation.
- Assess the benefits and risks of various communication strategies in IR.
- Examine ESG compliance and reporting requirements for the listed companies in Hong Kong.
- Evaluate how to apply ESG best practice in the IR role.
Syllabus
1. Principles of Investor Relations
- Roles and objectives of investor relations
- Concepts of investor community and their perspectives in valuation
- Analysis of company report and due diligence
- Financial analysis techniques
- Stock valuation analysis
- Frameworks of investor relations programmes, tools and techniques
2. Effective Engagement and Communication Strategies in Investor Relations
- Investor relations and stock performance
- Annual report, announcements and press release
- Disclosure and communication techniques
- Current trends and developments of investor relations
3. Best Practices of Investor Relations
- Disclosure obligations under the Hong Kong Listing Rules
- Current development of securities regulations and its implications on investor relations
- The importance of social responsibility strategy in investor relations
- Best practices case studies
4. Environmental, Social and Governance (ESG) Compliance and Framework
- Hong Kong Exchange and Clearing Limited (HKEx) mandatory disclosure requirements in the ESG reporting related Listing Rules
- Principles of good corporate governance, code provisions, and recommended best practices
- Directors’ responsibilities, delegation, and board proceedings
- Shareholders engagement
5. ESG Reporting Principles and Mandatory Disclosure Requirements
- Reporting principles – (1) Materiality; (2) Quantitative; (3) Balance & (4) Consistency
- Subject areas, aspects, general disclosures & key performance indicators (KPIs)
- Internal & external materiality assessment
- Disclosure of ESG targets
- Report of the “comply or explain” provisions
- Writing ESG Reports and ESG reporting flowcharts
6. ESG Reporting Guidance and Best Practices
- Environmental: (1) emissions; (2) use of resources; (3) the environment & natural resources & (4) climate change
- Greenhouse gas (GHG) emissions – Scope 1, Scope 2 & Scope 3
- Significant impacts of activities on the environment and natural resources
- Physical risks and transition risks of climate change
- Social: (1) Employment; (2) Health & safety; (3) Development & training; (4) Labour standards; (5) Supply chain management; (6) Product responsibility; (7) Anti-corruption and (8) Community investment
- Intellectual property rights, quality management & consumer privacy
- Preventive measures, whistle-blowing procedures, and anti-corruption training
Award
Upon successful completion of the programme, students who have passed the assessment with attendance no less than 70% will be awarded within the HKU system through HKU SPACE a “Certificate for Module (Investor Relations and Environmental, Social and Governance).”
|
Type of Assessment |
Description |
Weighting |
|
Group Presentation |
One in-class case study in IR & ESG presented by groups of 3 to 5 students (about 15 minutes each) |
50% |
|
Written Assessment |
One Individual written assignment to apply IR practices in effective communication with investors (1,000-word essay) |
50% |
|
|
|
Total: 100% |
| Application Code | 2455-FN141A | Apply Online Now |
| Apply Online Now | ||
Days / Time
- Saturday, -
- The programme consists of five sessions, each lasting 6 hours.
Modules & Class Details
Class Details
Timetable
November 2026 Intake
| Class | Date | Time |
| 1 | 7 Nov 2026 (Sat) | 10:00 am - 1:00 pm 2:00 pm - 5:00 pm |
| 2 | 14 Nov 2026 (Sat) | |
| 3 | 21 Nov 2026 (Sat) | |
| 4 | 28 Nov 2026 (Sat) | |
| 5 | 5 Dec 2026 (Sat) |
Teachers
Teacher Information
Dr. Eva Chan
Chairman, Hong Kong Investor Relations Association
Dr. Chan is the Head of Investor Relations of a Hong Kong stock exchange-listed company. She has more than 25 years of experience and was the CFO and company secretary of various listed companies in Hong Kong. She is mainly responsible for formulating the IR strategies for the company and conducting meetings with investors and fund managers all over the world. She also leads in a number of corporate finance exercises and corporate restructuring activities. Dr. Chan is an Independent Non-Executive Director of a Hong Kong stock exchange-listed company and is appointed as an Adjunct Professor in the School of Accounting and Finance of the Hong Kong Polytechnic University.
Dr. Chan graduated from the City University of Hong Kong with a Bachelor of Arts in Accounting. She then earned her MBA degree from the University of Nottingham. She also obtained a DBA degree from the Polytechnic University of Hong Kong. She is a fellow member of the Hong Kong Investor Relations Association, a fellow member of the Hong Kong Institute of Chartered Secretaries, a fellow member of the Hong Kong Institute of Certified Public Accountants, and a fellow member of the Association of Chartered Certified Accountants.
Fee & Entry Requirements
Fee
- HK$9,000
Entry Requirements
Applicants shall hold a bachelor’s degree awarded by a recognised institution. If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as:
- an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or
- a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above on the internet-based TOEFL; or
- HKALE Use of English at Grade E or above; or
- HKDSE Examination English Language at Level 3 or above; or
- equivalent qualifications.
CEF
- The CEF Institution Code of HKU SPACE is 100
| CEF Courses | ||
|---|---|---|
| Certificate for Module (Investor Relations and Environmental, Social and Governance) 證書（單元：投資者關係與環境、社會及管治） |
||
| COURSE CODE 33C163926 | FEES $9,000 | ENQUIRY 2867-8322 |
Continuing Education Fund
持續進修基金
持續進修基金為年滿18歲的成年人提供持續教育和培訓資助。符合資格的申請人於成功修畢持續進修基金可獲發還款項課程後一年內，可不限次數申領合共最多25,000港元的資助。
首10,000港元資助的學員共付比率（即學員須自行承擔的費用的百分比）為課程費用的20%，而餘下15,000港元資助的學員共付比率則為課程費用的40%。
學員應在獲取證書後，根據證書上顯示的日期在一年内遞交持續進修基金網上申請。
申請流程：https://hkuspace.hku.hk/cht/cef/application-procedures
|
Continuing Education Fund This course has been included in the list of reimbursable courses under the Continuing Education Fund. |
Certificate for Module (Investor Relations and Environmental, Social and Governance)
|
Apply
Online Application Apply Now
Application Form Application Form
Enrolment MethodOnline Enrolment
HKU SPACE provides 24-hour online application and payment service for students to apply to selected award-bearing programmes and to enrol in most open admission courses (courses enrolled on a first come, first served basis) via the Internet. Applicants may settle the payment by using either "PPS by Internet" (not available via mobile phones), VISA or Mastercard online. Online WeChat Pay, Online AliPay and Faster Payment System (FPS) are also available for continuing enrolment in the same programme, if online service is offered.
For first time enrolment
-
Complete the online application form
Applicant may click the icon
on the top right-hand corner of the programme/course webpage to make online application, and then follow the instructions to fill in the online application form.
Some programmes/courses may admit by selection, and may require applicants to provide electronic copy of any required documents (e.g. proof of qualification) as indicated on the programme/course webpage. Only file format in doc, docx, jpg and pdf are supported. -
Make Online Payment
Pay the application or programme/course fees by either using:
"PPS by Internet" - You will need a PPS account and a PPS Internet password. For information on how to open a PPS account and how to set up a PPS Internet password, please visit http://www.ppshk.com.
*Credit Card Online Payment - Course fees can be paid by VISA or Mastercard including the “HKU SPACE Mastercard”.
* HKU SPACE Mastercard cardholders who wish to enjoy 10-month interest free instalment scheme must pay their tuition fees in person at any of our HKU SPACE Enrolment Centres.
To know more about first-time online application/enrolment and payment, please refer to the user guide of Online Application / Enrolment and Payment:
For continuing enrolment in the same programme
Selected programmes offer online continuing enrolment service. Programme staff will inform students if they offer this service and offer further enrolment details.
Online Payment can be made via "PPS by Internet" (not available via mobile phones), VISA or Mastercard, Online WeChat Pay, Online AliPay and Faster Payment System (FPS)
In Person / Mail
For first time enrolment
-
For first come, first served short courses, complete the Application for Enrolment Form SF26 and bring or post the completed form(s), together with the appropriate application/course fee(s) and any required supporting documents to any of the HKU SPACE enrolment centres.
[Download Enrolment Form SF26] -
Award-bearing and professional courses may require other information. Forms are usually available at the enrolment centres or on request from programme staff. Bring or post the completed form(s), together with the appropriate application/course fee(s) and any required supporting documents to any of the HKU SPACE enrolment centres.
For continuing enrolment in the same programme
-
The standard ‘Enrolment/Payment Slip’ is designed for students of award-bearing programmes or remaining programmes in a suite of programmes requiring continuing enrolment and it applies to most programmes.
-
Students should complete the “Enrolment/Payment Slip” which will be made available by relevant programme staff and return the slip to any HKU SPACE enrolment centre or post it to the relevant programme staff with appropriate fee payment.
Please refer to available Payment Methods for fee payment information. If you are in doubt about the procedures, please check the individual course details, or contact our programme staff or enrolment centres.
Please note the followings for programme/course enrollment:
- To make an application online, you will need a computer with connection to the Internet and a web browser with JavaScript enabled. Google Chrome is recommended.
- Applicants should not leave the online application idle for more than 10 minutes. Otherwise, applicants must restart the application process.
- Only Early Bird Discount is supported for Online Applicants (Application). To enjoy other types of discount, please visit one of our enrolment centres.
- During the online application process, asynchronous application and payment submission may occur. Successful payment may not guarantee successful application. In case of unsuccessful submission, our programme staff will contact you shortly.
- Applicants are reminded that they should only apply for the same programme/course once through counter or online application.
- For online enrolment, a payment confirmation page would be displayed after payment has been made successfully. In addition, a confirmation email would also be sent to your email account. You are advised to keep your payment confirmation for future enquiries.
- Fees paid are not refundable except as statutorily provided or under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment).
- If admission is by selection, the official receipt is not a guarantee that your application has been accepted. We will inform you of the result as soon as possible after the closing date for application. Unsuccessful applicants will be given a refund of programme/course fee if already paid.
Disclaimer
The School provides a platform for online services for a selected range of products it offers. While every effort is made to ensure timeliness and accuracy of information contained in this website, such information and materials are provided "as is" without express or implied warranty of any kind. In particular, no warranty or assurance regarding non-infringement, security, accuracy, fitness for a purpose or freedom from computer viruses is given in connection with such information and materials.
The School (and its respective employees and subsidiaries) is not liable for any loss or damage in connection with any online payments made by you by reason of (i) any failure, delay, interruption, suspension or restriction of the transmission of any information or message from any payment gateways of the relevant banks and/or third party merchants for processing credit/debit/smart card or other payment facilitation mechanism; (ii) any negligence, mistake, error in or omission from any information or message transmitted from the said payment gateways; (iii) any breakdown, malfunction or failure of those gateways in effecting online payment service or (iv) anything arisen out of or in connection with the said payment gateways, including but not limited to unauthorised access to or alternation of the transmission of data or any unlawful act not permitted by the law.
1. Cash, EPS, WeChat Pay Or Alipay
Course fees can be paid by cash, EPS, WeChat Pay or Alipay at any HKU SPACE Enrolment Centres.
2. Cheque Or Bank draft
Course fees can also be paid by crossed cheque or bank draft made payable to “HKU SPACE”. Please specify the programme title(s) for application and applicant’s name. You may either:
- bring the completed form(s), together with the appropriate course or application fees in the form of a cheque, and any required supporting documents to any of the HKU SPACE enrolment centres;
- or mail the above documents to any of the HKU SPACE Enrolment Centres, specifying “Course Application” on the envelope. HKU SPACE will not be responsible for any loss of personal information and payment sent by mail.
3. VISA/Mastercard
Applicants may also pay the course fee by VISA or Mastercard, including the “HKU SPACE Mastercard”, at any HKU SPACE enrolment centres. Holders of the HKU SPACE Mastercard can enjoy a 10-month interest-free instalment period for courses with a tuition fee worth a minimum of HK$2,000; however, the course applicant must also be the cardholder himself/herself. For enquiries, please contact our staff at any enrolment centres.
4. Online Payment
Online application / enrolment is offered for most open admission courses (enrolled on first come, first served basis) and selected award-bearing programmes. Application fees and course fees of these programmes/courses can be settled by using "PPS by Internet" (not available via mobile phones), VISA or Mastercard. In addition to the aforesaid online payment channels, new and continuing students of award-bearing programmes with available online service, they may also pay their course fees by Online WeChat Pay, Online Alipay or Faster Payment System (FPS). Please refer to Enrolment Methods - Online Enrolment for details.
Notes
-
If the programme/course is starting within five working days, application by post is not recommended to avoid any delays. Applicants are advised to enrol in person at HKU SPACE Enrolment Centres and avoid making cheque payment under this circumstance.
-
Fees paid are not refundable except under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment), subject to the School’s discretion. In exceptional cases where a refund is approved, fees paid by cash, EPS, WeChat Pay, Alipay, cheque, FPS or PPS by Internet will be reimbursed by a cheque, and fees paid by credit card will be reimbursed to the credit card account used for payment.
- In addition to the published fees, there may be additional costs associated with individual programmes. Please refer to the relevant course brochures or direct any enquiries to the relevant programme team for details.
- Fees and places on courses cannot be transferrable from one applicant to another. Once accepted onto a course, the student may not change to another course without approval from HKU SPACE. A processing fee of HK$120 will be levied on each approved transfer.
- HKU SPACE will not be responsible for any loss of payment, receipt, or personal information sent by mail.
- For payment certification, please submit a completed form, a sufficiently stamped and self-addressed envelope, and a crossed cheque for HK$30 per copy made payable to “HKU SPACE” to any of our enrolment centres.
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